New job Professional , Risk Assurance in Uttar Pradesh

Professional , Risk Assurance

Company : Fiserv India Private Limited
Salary : Details not provided
Location : Uttar Pradesh

Full Description

Responsibilities

This individual will work collaboratively with other members of ERCC team members, Line of Business and corporate support group stakeholders to undertake the following:
Governance / Risk Management
  • Assist the Controls Lead in the preparation of governance packs.
  • Prepare the enterprise risk metrics for governance forums.
  • Support tracking of the outstanding Controls Issues / Management Action Plans & their due dates, and assist in follow up efforts.

Controls & Audit
  • Perform control testing for APAC processes as assigned by the Controls Lead.
  • Assist with closure of audit items for APAC region.
  • Assist in undertaking ABC assessments / KYC of partners and vendors - both at the time of onboarding and on an annual basis.
  • Assist in the process of the Audit activity conducted on Fiserv by Clients.

AML / KYC
  • Perform sample KYC testing of complex merchants across APAC- basic steps such as ordering up to date company searches and comparing to existing data on file; requests and follow up to clients to provided updated KYC documents.
  • Follow instructions to clear alerts pertaining to Politically Exposed Persons (PEPs).
  • Assist in conducting Partner Audits by:
    • Perform pre-onboarding checks for Partner's compliance with KYC / AML requirements.
    • Perform KYC testing and screening validation for Partner merchants.

Routine Tasks
Assist the Controls Lead in performing the below tasks:
  • Regulatory calendar monitoring - sending reminders and obtaining confirmation that items due have been completed by relevant stakeholders.
  • BCP/DR sign off of processes assigned to the Regional Control officer.
  • Project management of regulatory requirements under relevant APAC regimes e.g. Singapore.
  • Follow up with associates / their manager for completion of mandatory training.
  • Assist in the preparation of responses for RFP's and Questionnaires based on standard template responses prepared or shared by Regional Control Officers.

0.00-50.00 Years

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